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Financial Crime Risk Lead Investigator (Subpoena Inv. US)
TD Bank - Greenville, SC
posted about 2 months ago
About the position
The Financial Crime Risk Lead Investigator is responsible for leading complex investigations related to financial crimes, including anti-money laundering (AML), counter-terrorism financing (ATF), and other financial crime risks. This role involves analyzing evidence, developing strategies to mitigate risks, ensuring compliance with relevant regulations, and providing training and support to team members. The investigator will work closely with various stakeholders to enhance the effectiveness of investigations and contribute to the overall risk management framework of the organization.
Responsibilities
- Lead and manage complex financial crime investigations, including AML and ATF cases.
- Develop, implement, and maintain AML policies, procedures, and controls to mitigate financial crime risks.
- Ensure compliance with AML regulations, including the Bank Secrecy Act (BSA) and USA PATRIOT Act.
- Prepare and present detailed reports on investigative findings to executive management and regulatory authorities.
- Provide training, mentoring, and guidance to investigators and analysts on AML regulations and best practices.
- Conduct investigations in a professional and timely manner, applying sound methodologies to collect and analyze evidence.
- Identify and communicate procedural weaknesses to ensure proper remediation processes are in place.
- Evaluate the effectiveness of processes and recommend enhancements to improve investigative outcomes.
Requirements
- Undergraduate degree or equivalent work experience.
- 7+ years of experience in AML investigations or financial crime risk management.
- Strong knowledge of financial crime typologies and AML regulations.
- Excellent analytical and problem-solving skills with the ability to interpret complex data.
- Strong written and verbal communication skills for presenting findings clearly.
- Proficiency in using AML software and tools for data analysis.
Nice-to-haves
- Bachelor's degree in finance, Accounting, Criminal Justice, or a related field.
- Relevant certifications (e.g., CAMS, CFE).
- Ability to work independently and as part of a team with high integrity and attention to detail.
Benefits
- Base salary and variable compensation/incentive awards.
- Health and well-being benefits.
- Savings and retirement programs.
- Paid time off including Vacation PTO, Flex PTO, and Holiday PTO.
- Banking benefits and discounts.
- Career development opportunities.
