Senior Compliance Officer

About the position

Marsh McLennan Agency (MMA) is seeking a Senior Compliance Officer to serve as a trusted advisor to business colleagues on regulatory, risk, compliance and ethics issues relating to MMA’s regulated insurance brokerage businesses. The Senior Compliance Officer will cover an array of issues and will support the execution of all elements of the Company’s compliance program. Please note that there's a 3-day per week in-office requirement for this role.

Responsibilities

• Track, analyze and report on regulatory developments relevant to MMA’s business
• Design and update policies and procedures, as appropriate
• Conduct compliance monitoring and drive remedial actions
• Develop and conduct creative and impactful compliance training and communications
• Deliver timely and practical advice to business colleagues on regulatory, risk, compliance and ethics issues
• Build and maintain positive relationships with compliance liaisons in MMA’s business
• Conduct investigations into potential violations of internal policies and/or laws and regulations applicable to the company
• Support broader Marsh McLennan compliance initiatives

Requirements

• A bachelor’s degree
• A minimum of 10 years relevant industry experience
• Comfortable working in the areas of MMA’s offerings – primarily commercial insurance, employee health and benefits, private lines and retirement services
• Ability to address issues involving licensing, surplus lines, professional standards, transparency and disclosure, privacy and data protection, and M&A due diligence and integration
• Strong knowledge of laws applicable to MMA in areas such as rebating, referral fees, and surplus lines; trade sanctions; cybersecurity, data protection and privacy; conflicts of interest and services provided to insurers; and third-party risk

Nice-to-haves

• Personal integrity and sound judgement
• The ability to collaborate effectively and the courage to uphold ethical standards, even under pressure
• Demonstrable experience leading compliance operations or governance within an organization of a similar size and/or regulatory profile
• Proficiency in analyzing and utilizing data sets to create dynamic dashboard reports
• Strong project management skills
• A track record of working with and advising senior business partners on compliance matters
• Demonstrated ability to understand and analyze strategic, commercial and operational issues facing a complex, regulated business
• Exceptional business judgment and strategic thinking capabilities; crisp decision-making skills
• Strong emotional intelligence, evidenced by the capacity to listen and develop relationships of trust

Benefits

• Health and welfare benefits
• Tuition assistance
• 401K savings and other retirement programs
• Employee assistance programs
• Performance-based incentives