About the position
The Audit Senior Manager in the Financial Services group will lead audit engagements for a diverse portfolio of financial services clients, including private equity, hedge funds, broker-dealers, and other investment firms. This role involves managing all phases of the audit process, ensuring compliance with relevant regulations and standards, and providing strategic insights to clients. The Audit Senior Manager will also mentor staff and contribute to the growth and development of the audit practice. This position requires a strong understanding of the financial services industry and the ability to navigate complex regulatory environments. The successful candidate will be responsible for developing audit plans, overseeing the execution of audit procedures, and ensuring timely delivery of audit reports. Additionally, the role involves building and maintaining strong client relationships, providing strategic insights, and advising clients on regulatory matters and best practices in financial reporting. The Audit Senior Manager will also supervise and mentor audit professionals, promoting a culture of continuous improvement and high performance within the audit team.
Responsibilities
- Lead and manage audit engagements from planning to completion for financial services clients.
- Develop audit plans, including risk assessments and audit strategy.
- Oversee the execution of audit procedures and ensure timely delivery of audit reports.
- Review audit workpapers and ensure documentation complies with professional standards.
- Build and maintain strong client relationships through regular communication and excellent service delivery.
- Provide clients with strategic insights and recommendations for improving financial reporting and internal controls.
- Address and resolve client issues promptly and effectively.
- Stay abreast of regulatory changes and ensure audits are conducted in accordance with applicable laws and standards.
- Advise clients on regulatory matters and best practices in financial reporting.
- Supervise and mentor audit professionals while promoting a culture of continuous improvement and high performance within the audit team.
Requirements
- Bachelor's degree (BA/BS) in Accounting, Finance, or a related field.
- CPA required.
- 8+ years of experience in the financial services industry with private equity, hedge fund, and broker-dealer background.
- Strong knowledge of auditing standards, financial reporting, and regulatory requirements specific to the financial services industry.
- Leadership experience, with the ability to manage and motivate a team.
- Great analytical and problem-solving skills.
- Excellent communication and client relationship skills.
- Proficient in using tax software and Microsoft Office applications.
