Raymond James - St. Petersburg, FL
posted about 2 months ago
The Senior Analyst in AML & Financial Crimes plays a crucial role in ensuring compliance with Anti-Money Laundering (AML) regulations and implementing various due diligence processes. This position operates under limited supervision and requires extensive knowledge and skills in securities, the banking industry, and compliance, which are obtained through experience, specialized training, and/or certification. The analyst will be responsible for implementing Know Your Client (KYC), Customer Identification Program (CIP), Customer Due Diligence (CDD), and Enhanced Due Diligence (EDD) processes. In this role, the Senior Analyst will lead projects that are significant in scope and complexity, serving as a Subject Matter Expert (SME) to various business lines. The analyst will work independently on challenging assignments that require comprehensive solutions to complex problems. Maintaining extensive contact with internal customers is essential to identify, research, and resolve issues effectively. The position also involves coaching and mentoring both new and existing analysts, devising and analyzing metrics, and preparing reports related to key measurements of AML customer onboarding activities. The Senior Analyst will assist with various projects, acting as the main point of contact for outside consultants, and will prepare and lead AML CIU trainings for other business units within the firm. Additionally, the analyst will draft and administer policies and procedures to ensure compliance with regulations related to money laundering, including those outlined in the USA PATRIOT Act. Monitoring regulatory developments and industry trends is a critical aspect of this role, as is developing documentation related to AML issues to enhance corporate policies. The Senior Analyst will respond to regulatory inquiries and coordinate with other compliance personnel, ensuring that they maintain current knowledge of laws and regulations pertaining to AML compliance. Providing guidance to Raymond James Associates regarding AML policies and performing duties in a highly professional manner to resolve conflicts or issues is also expected. Other duties and responsibilities may be assigned as needed.