Analyst, Operations - Margin

$43,680 - $54,080/Yr

Axos Clearing - Omaha, NE

Full-time - Entry Level

Omaha, NE

1,001-5,000 employees

Securities, Commodity Contracts, and Other Financial Investments and Related Activities

About the position

The Analyst, Operations - Margin position at Axos Clearing LLC involves participating in an operational team that supports clients by managing daily workloads accurately and timely. The role encompasses various functions including New Accounts, Income Processing, Transfers, Statements, Cash Management, and more, while maintaining regulatory compliance and identifying opportunities for process improvement.

Responsibilities

• Review documentation, data, and process requests
• Identify and research operational issues and discrepancies and escalate to leadership
• Analyze information to ensure high level of quality
• Interface with a variety of systems and departments to resolve tasks
• Take initiative to identify and implement opportunities for process improvement
• Interact and communicate in a professional and friendly manner with business partners across the organization and the financial industry
• Maintain a high degree of regulatory compliance and escalate any potential risk
• Perform any other duties or assignments directed by management

Requirements

• College degree
• 2+ years of Financial Services industry experience
• Active FINRA Series 99 or 7 a plus
• Knowledge of Securities Industry Rules and Regulations
• Margin, Risk, or other related experience a plus
• Strong verbal and written communication skills
• Ability to prioritize and work effectively in a fast-paced environment with multiple deadlines and processes
• Strong analytical and decision-making skills
• Detail oriented with exceptional quality and productivity
• Effective time management skills with the ability to multitask
• Team player with ability to maintain a positive work environment
• Mentality of engagement with 'growth and evolution' mindset

Nice-to-haves

• Active FINRA Series 99 or 7
• Margin, Risk, or other related experience

Benefits

• Medical, Dental, Vision, and Life Insurance
• Paid Sick Leave, 3 weeks' Vacation, and Holidays (about 11 a year)
• HSA or FSA account and other voluntary benefits
• 401(k) Retirement Saving Plan with Employer Match Program and 529 Savings Plan
• Employee Mortgage Loan Program and free access to an Axos Bank Account with Self-Directed Trading