Anti-Money Laundering (AML) Advisory Manager - KYC Data Management

About the position

Capital One is a diversified bank that offers a broad array of financial products and services to consumers, small business and commercial clients. Ranked #127 on the Fortune 500, Capital One is one of the nation's top 10 banks and has one of the most widely recognized brands in America. We nurture a work environment where people with a variety of thoughts, ideas and backgrounds, guided by our shared Values, come together to make Capital One a great company and a great place to work. The eKYC (Enterprise Know Your Customer) Anti-Money Laundering (AML) Manager performs a key risk management role (second line of defense) to help ensure corporate initiatives and lines of business processes comply with applicable laws and regulations. The role will help to establish an effective risk control environment and address regulatory/compliance requirements. The eKYC Anti-Money Laundering (AML) Manager is responsible for delivering quality and timely results, providing compliance advice to the business, and executing or participating in corporate processes.

Responsibilities

• Provide effective challenge and guidance on AML compliance risks to business lines through various interactions and forums
• Create and maintain compliance key performance metrics
• Analyze/interpret compliance key performance metrics and provide input on LOB AML risks identified through reporting
• Lead initiatives to better identify opportunities in KYC Data and processes
• Lead large and complex financial crimes risk management initiatives and/or projects
• Lead the implementation and execution of various end-to-end work streams to improve the overall AML Risk Program
• Plan and oversee initiatives and/or projects to ensure they are completed in a timely manner
• Influence changes to processes, procedures, and controls to mitigate AML compliance risks
• Collaborate with internal stakeholders, including Legal, Compliance, Business Areas, and other AML teams within Capital One
• Create metrics and criteria to show overall program health
• Create and present materials to stakeholders of various levels (including business leadership) to promote AML Compliance initiatives and provide updates on AML program health
• Identify potential risk areas by researching and analyzing new regulatory/supervisory policy developments
• Monitor external AML compliance environments, emerging risks, and regulatory focus areas.

Requirements

• Bachelor's Degree or Military Experience
• At least 6 years of regulatory compliance experience, or at least 6 years of risk management experience, or at least 6 years of financial services industry experience
• At least 6 years of Anti-Money Laundering (AML) compliance experience
• At least 3 years of Tableau software experience

Nice-to-haves

• Bachelor's Degree in Business Management, Compliance, Risk, Legal, or Finance, Accounting or a related field
• 7+ years of regulatory compliance experience, or risk management experience, or financial services industry experience
• 7+ years of experience in financial services, or AML functions, or compliance risk management, or AML project management
• Previous experience supporting programs where senior leaders and external stakeholders are your customers
• 4+ years of experience of Tableau and Structured Query Language (SQL)
• Certified Anti-Money Laundering Specialist (CAMS) or Certified Regulatory Compliance Manager (CRCM) certification

Benefits

• Comprehensive health benefits
• Financial benefits including performance-based incentive compensation
• Inclusive set of benefits supporting total well-being