Assistant Compliance Officer

$50,000 - $100,000/Yr

Kdb Silicon Valley - Mountain View, CA

Full-time - Entry Level

Onsite - Mountain View, CA

About the position

KDB Silicon Valley LLC is seeking an Assistant Compliance Officer to support compliance programs and legal matters while conducting market research. This role is essential for managing compliance initiatives under the guidance of the Compliance Officer, ensuring adherence to regulations and effective communication with internal and external stakeholders.

Responsibilities

• Implement and administer the company's compliance program, including developing and executing applicable risk assessments and reporting on compliance testing.
• Review and update compliance policies and procedures.
• Conduct and manage third-party risk management, including ongoing monitoring of third-party relationships.
• Manage and monitor the contract lifecycle, from initiation to termination.
• Develop and implement compliance training programs.
• Monitor changes in relevant laws, regulations, and regulatory guidance, and assess their impact on VC businesses.
• Respond to internal auditors during compliance audits and address internal audit findings.
• Coordinate with external experts for industry best practices and legal advice.
• Engage in effective communications with KDB and KDB NY branch's compliance department, submitting required reports accordingly.
• Perform other duties as assigned by the Compliance Officer and responsible for certain administrative duties of the company.
• Analyze VC market trends and conduct related research.
• Assist in the company's strategic planning tasks as needed.

Requirements

• Bachelor's degree or above
• Fluent in English and Korean preferred
• Previous experience in compliance or legal preferred, but not required
• Proficiency in MS Office products (Word, Excel, and PowerPoint)
• Excellent verbal and written communication skills
• Discretion and confidentiality
• Planning and time management skills
• High level of motivation, integrity, and self-confidence
• Respect and care, collaboration and flexibility, honesty and transparency

Benefits

• Competitive salary based on experience
• Full-time employment with a structured schedule from Monday to Friday