Associate Principal Investigator, Enforcement
Financial Industry Regulatory Authority•Jersey City, NJ
307d•$79,500 - $170,900•Hybrid
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About The Position
FINRA's Department of Enforcement (Enforcement) is tasked with investigating potential FINRA Rules and securities law violations and, when warranted, bringing formal disciplinary actions against firms and their associated persons. The Associate Principal Investigator performs investigative functions for non-complex securities cases in order to develop complete and factual investigative records and make meaningful contributions to more complex securities matters.
