Associate Wealth Advisor, Schwab Wealth Advisory

$95,000 - $115,000/Yr

Charles Schwab - Los Angeles, CA

Full-time - Entry Level

Los Angeles, CA

Securities, Commodity Contracts, and Other Financial Investments and Related Activities

About the position

The Associate Wealth Advisor at Schwab Wealth Advisory plays a crucial role in supporting Wealth Advisors by managing and enhancing virtual client relationships. This position focuses on providing personalized financial planning and addressing complex client service issues, all while fostering a client-centric approach. The role is designed to build a strong foundation in wealth management, with opportunities for mentorship and professional development, ultimately preparing the individual for advancement to a Wealth Advisor position.

Responsibilities

• Support 2-4 Wealth Advisors in servicing and deepening client relationships.
• Provide customized financial planning and foundational portfolio needs.
• Address complex client service issues effectively.
• Leverage client service and wealth management expertise to enhance client satisfaction.
• Participate in ongoing training and professional development opportunities.

Requirements

• Active and valid FINRA Series 7 license.
• Active and valid FINRA Series 66 license (may be obtained with a 120-day COE).
• 1-3 years of experience in the financial services industry.

Nice-to-haves

• Experience servicing high net worth clients.
• Bachelor's Degree.

Benefits

• Bonus or incentive opportunities.