Audit Manager - Global Markets

$160,000 - $200,000/Yr

Selby Jennings - Dallas, TX

posted 4 days ago

Full-time - Senior
Dallas, TX
Administrative and Support Services

About the position

The Audit Manager for Global Markets at Selby Jennings will play a crucial role in assessing and improving the control environment within the firm's trading functions, particularly focusing on Swap Dealer compliance. This position requires a deep understanding of the Fixed Income, Currency, and Commodities (FICC) business, and involves mentoring junior team members while contributing to the entire audit process.

Responsibilities

  • Maintain an understanding of the firm's FICC business, governance, risk management, and controls.
  • Assess the firm's control environment for risks, effectively identifying, mitigating, and improving the control environment.
  • Be a part of the entire audit process from scoping, planning, fieldwork, and reporting while serving as a key contributor and mentor to junior team members.
  • Serve as a Subject Matter Expert on Swap Dealer Requirements.

Requirements

  • Bachelor's Degree in Business or a relevant field such as Finance, Accounting, or related degree.
  • 8+ years of experience in audit, accounting or relevant professional experience.
  • In-depth knowledge of Swap Dealer requirements or related function such as FICC and Equity.
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