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Audit Manager II Financial Crimes Regulatory Findings Validation
TD Bank - New York, NY
posted 2 months ago
About the position
The Audit Manager II for Financial Crimes Regulatory Findings Validation at TD Bank is responsible for overseeing the planning and execution of audits within specific business units or functional corporate areas. This role involves managing a team of auditors, ensuring audits are completed on time and within budget, and communicating findings to management. The position requires a strong understanding of regulatory compliance and risk management in the banking sector, as well as the ability to lead and develop audit staff.
Responsibilities
- Oversee the planning and execution of audits covering discrete business units or functional corporate areas.
- Contribute to the Audit planning process, including audit plans, resource requirements, and budgets.
- Ensure audits are executed and completed in accordance with established standards and within prescribed time, budget, and scope parameters.
- Perform testing of critical areas of audit and review audit documentation.
- Oversee findings follow-up and issue validation.
- Act as the primary contact with management regarding audit scope, findings, and status.
- Evaluate internal and external risks for assigned business lines and/or functions.
- Manage a small to medium-sized team assigned to audits, providing coaching and feedback on performance.
- Deliver effective presentations and training at the division level and industry conferences.
Requirements
- Bachelor's degree required; advanced degree preferred.
- 8+ years of related experience required.
- Proficient in PC skills (MS Office Suite).
- Excellent oral and written communication skills.
- Advanced critical thinking and risk-based decision-making skills.
- Strong analytical skills and problem-solving abilities.
- Ability to manage competing priorities effectively.
- Advanced knowledge of laws and regulations governing the banking industry.
- Relevant certification required (e.g., CAMS or CFE).
- Strong project management skills.
Nice-to-haves
- Financial Crimes/AML audit experience.
- Regulatory Finding Validation experience.
Benefits
- Competitive salary range of $92,220 - $149,310 USD.
- Health and well-being benefits.
- Savings and retirement programs.
- Paid time off including Vacation PTO, Flex PTO, and Holiday PTO.
- Banking benefits and discounts.
- Career development opportunities.
- Reward and recognition programs.
