Audit Manager II, QAIP - Financial Crimes (US)

$92,220 - $124,430/Yr

TD Bank - Mount Laurel Township, NJ

Full-time - Mid Level

Mount Laurel Township, NJ

10,001+ employees

Credit Intermediation and Related Activities

About the position

The Audit Manager II for QAIP - Financial Crimes at TD Bank is responsible for overseeing the planning and execution of audits across various business units and corporate functions. This role involves managing a team of auditors, ensuring audits are completed on time and within budget, and communicating findings to management. The position requires a strong understanding of internal and external risks, as well as the ability to lead and coach team members effectively.

Responsibilities

• Oversee the planning and execution of audits for specific business units or corporate areas.
• Contribute to the audit planning process, including resource requirements and budgets.
• Ensure audits are completed in accordance with established standards and within prescribed time, budget, and scope parameters.
• Perform testing of critical areas of audit and review audit documentation.
• Oversee follow-up on findings and issue validation.
• Act as the primary contact with management regarding audit scope, findings, and status.
• Manage a small to medium-sized team, providing coaching and feedback throughout the audit process.
• Evaluate internal and external risks for assigned business lines or functions.

Requirements

• Bachelor's degree required; advanced degree preferred.
• 8+ years of related experience required.
• Proficient in PC skills, particularly MS Office Suite.
• Excellent oral and written communication skills.
• Advanced critical thinking and analytical skills.
• Strong project management skills and ability to manage competing priorities.
• Advanced knowledge of laws and regulations governing the banking industry.
• Relevant certification required (e.g., CAMS or CFE).
• Experience in financial crimes audit preferred.

Nice-to-haves

• CAMS or CFE Certification.
• Financial Crimes Audit Experience.

Benefits

• Competitive salary range of $92,220 - $124,430 USD.
• Health and well-being benefits.
• Savings and retirement programs.
• Paid time off including Vacation PTO, Flex PTO, and Holiday PTO.
• Banking benefits and discounts.
• Career development opportunities.
• Reward and recognition programs.