Audit Manager

$122,807 - $145,000/Yr

Alois Solutions - Stamford, CT

Full-time - Mid Level

Stamford, CT

About the position

As an Audit Manager for Consumer Compliance, you will oversee audit work, acting as the Auditor-in-Charge (AIC) and executing audit strategies for various Lines of Business (LOBs). Your primary focus will be ensuring compliance with U.S. consumer financial laws and regulations, identifying control gaps, and fostering continuous improvement in the control environment. You will also mentor team members and maintain strong business partner relationships.

Responsibilities

• Develop and execute risk-based audit strategies, including audit scopes and test procedures, to ensure compliance with consumer financial laws and regulations.
• Serve as Auditor-in-Charge (AIC), overseeing audit activities, ensuring compliance with audit policies, and drafting audit reports.
• Assess business impacts and provide recommendations on issue severity, leveraging automation and innovation to improve audit quality.
• Build and maintain strong relationships with business partners and provide subject matter expertise on U.S. consumer financial laws and regulations.
• Mentor and guide audit team members, fostering an inclusive and collaborative work environment.
• Evaluate consumer compliance risks, identify control gaps, and provide feedback to management on process improvements.
• Contribute to executive reporting, regulatory engagements, and audit process optimization using innovative tools.

Requirements

• 7+ years of direct experience with U.S. consumer financial laws and regulations, including Reg CC, Reg B, FCRA, SCRA, Reg E, UDAAP, CRA, etc.
• Minimum of 3 years in a lead auditor / Auditor-in-Charge (AIC) role or equivalent experience.
• Strong risk assessment skills, with the ability to evaluate business processes, controls, and risks.
• Exceptional communication skills, capable of influencing and advising management while escalating key themes or trends.
• Ability to lead audit projects, mentor team members, and ensure timely audit execution.
• Analytical skills and intellectual curiosity to assess and challenge the control environment.
• Bachelor's degree in a relevant field.

Nice-to-haves

• Professional certifications such as CRCM (Certified Regulatory Compliance Manager), CIA (Certified Internal Auditor), or CPA.
• Experience with automation, machine learning, or artificial intelligence in audit processes.
• Advanced degree in a related field.

Benefits

• 401(k)
• 401(k) matching
• Dental insurance
• Health insurance
• Life insurance
• Paid time off
• Vision insurance