Audit Senior - SOX

$95,000 - $95,000/Yr

Hire Resolve - Memphis, TN

Full-time - Mid Level

Memphis, TN

Administrative and Support Services

About the position

The Audit Senior specializing in SOX compliance will play a critical role in ensuring compliance with Sarbanes-Oxley (SOX) requirements within a prestigious financial institution in the banking sector. This position involves evaluating internal controls, identifying areas for improvement, and collaborating with cross-functional teams to enhance compliance standards.

Responsibilities

• Lead SOX compliance audits for various banking functions
• Assess the effectiveness of internal controls and risk management processes
• Collaborate with stakeholders to document and update control processes
• Prepare detailed audit reports and present findings to management
• Assist in the development and implementation of corrective action plans
• Stay current with regulatory changes and ensure alignment with compliance standards
• Mentor junior audit staff and support their professional development

Requirements

• Bachelor's degree in Accounting, Finance, or a related field
• CPA, CIA, or equivalent certification is preferred
• Minimum of 4 years of experience in auditing, with at least 2 years focused on SOX compliance
• Strong understanding of internal control frameworks and auditing standards
• Experience in the banking or financial services sector is highly desirable
• Excellent analytical and problem-solving skills
• Strong communication and interpersonal abilities
• Proficient in audit software and Microsoft Office

Benefits

• Salary: $95K/yr - $110K/yr, salary negotiable
• Health Care (Medical Insurance, Vision Insurance, Dental Insurance)
• 401(k) Retirement Plan
• Family leave (Paid paternity leave; Paid maternity leave)
• Tuition assistance and Student loan assistance
• Disability insurance
• Commuter benefits