Auditor II- Treasury/Finance

$71,869 - $114,797/Yr

Royal Bank of Canada - Los Angeles, CA

Full-time - Mid Level

Los Angeles, CA

5,001-10,000 employees

Credit Intermediation and Related Activities

About the position

The Auditor II in Treasury/Finance at City National Bank is responsible for conducting internal audits to assess the adequacy of the bank's internal control environment and ensure compliance with policies and regulatory requirements. This role involves working both independently and as part of a team on various audit assignments, including financial, operational, and compliance audits.

Responsibilities

• Completes time sheets and expense reports in a timely manner.
• Complies fully with all Bank Operational and Credit policies and procedures as well as all regulatory requirements.
• Completes all required training.
• Develops a general knowledge of the business, regulatory and accounting and control environment.
• Keeps informed of new services, products and events that impact technology and business.
• Assists the Senior Auditor and/or Audit Manager in the development of the audit scope.
• Holds preliminary discussions and interviews with auditees prior to the beginning of the field work.
• Prepares narratives/flowcharts detailing internal controls of the area audited.
• Documents the workflow in the area audited, develops audit programs or procedures, and updates audit programs as necessary.
• Performs program procedures and documents work performed, test results and conclusions using work paper preparation guidelines.
• Holds discussions/interviews with auditees to gather information and documents audit findings and conclusions.
• Keeps the Senior Auditor and/or Audit Manager informed of progress, issues, and audit matters as they arise.
• Contributes to the drafting of audit observation sheets and audit reports.
• Supports and/or participates in audit exit meetings with management.
• Ensures written reports are properly prepared and formatted for distribution.

Requirements

• Bachelor's Degree or equivalent.
• Minimum 3 years experience in performing internal control audits and risk assessments.
• Minimum 1 year of public accounting and/or private industry experience with knowledge of accounting, finance, and internal control areas.

Nice-to-haves

• Prior financial services industry experience is a plus.

Benefits

• Eligible for bonus and/or commissions.