Compliance Audit Manager (Hybrid)

$115,000 - $165,000/Yr

Mechanics Bank - Roseville, CA

Full-time - Mid Level

Roseville, CA

Credit Intermediation and Related Activities

About the position

The Compliance Audit Manager at Mechanics Bank is responsible for directing audit projects and managing all audit activities focused on regulatory compliance. This hybrid role involves supervising auditors, ensuring timely execution of audit activities, and contributing to the enhancement of the client's risk and control framework. The position also includes participation in internal committees and strategic initiatives within the Audit Department.

Responsibilities

• Directly supervise employees while overseeing assigned functions, including hiring, training, and performance management.
• Organize and carry out audit-related activities, including project planning, information gathering, and reporting.
• Determine the execution framework for audit projects in collaboration with the Audit Director and/or Chief Auditor.
• Communicate regularly with the Audit Director and/or Chief Auditor regarding audit project progress and significant findings.
• Follow up on outstanding corrective actions and audit findings to ensure satisfactory implementation.
• Assist in the audit risk assessment process and development of the annual audit plan for assigned areas.
• Operate within the framework of professional audit regulations and the Mechanics Bank Audit Methodology.
• Participate in Internal Bank Committees and Working Groups as appropriate.
• Perform account management activities, maintaining contacts with key stakeholders and communicating audit statuses.

Requirements

• 5+ years of experience in executing and/or managing regulatory compliance audits.
• 3+ years of audit management experience is preferred.
• 4-year Bachelor's Degree highly preferred.
• Required certifications: CIA or CPA.
• Strongly preferred certifications: CRCM, CAMS, or CFE.
• Proficient in MS Word, MS Excel, MS Outlook, and the Internet; experience with Internal Audit applications is a plus.
• Skilled in data analytic techniques for audit tests.
• Strong leadership and negotiation skills with the ability to confront difficult issues.
• Knowledge of the Institute of Internal Auditor's Global Internal Audit Standards.
• Knowledge of Banking and operating environments.

Nice-to-haves

• Experience with Internal Audit applications (e.g., AuditBoard).
• Strong judgment, analytical and problem-solving skills.

Benefits

• Competitive salary range of $115,000-165,000 annually based on experience and education.