Compliance Consultant
SolomonEdwards•Cheyenne, WY
420d•$124,800 - $135,200•Remote
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About The Position
The Compliance Consultant at SolomonEdwards is responsible for conducting thorough third-party due diligence for a commercial banking client. This role requires expertise in Separately Managed Accounts (SMAs) and alternative investment strategies, along with a strong understanding of SEC regulations and the Investment Advisers Act of 1940. The consultant will assess investment strategies, evaluate risks, and ensure compliance while effectively communicating findings to stakeholders.
