Compliance Consultant
SolomonEdwards•Charleston, WV
474d•$124,800 - $135,200•Remote
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About The Position
The Compliance Consultant at SolomonEdwards will conduct third-party due diligence for a commercial banking client, focusing on Separately Managed Accounts (SMAs) and alternative investment strategies. This role requires expertise in SEC regulations and the Investment Advisers Act of 1940, ensuring compliance while evaluating risks associated with third-party managers and alternative investments.
