Compliance Director, Global Marketing, Digital Marketing & Sales Practices

$122,500 - $165,700/Yr

Prudential Financial - Newark, NJ

Part-time - Mid Level

Remote - Newark, NJ

Insurance Carriers and Related Activities

About the position

Prudential is seeking a Compliance Director for its Global Sales, Digital Marketing, and US Marketing team within the Global Insurance Compliance division. This role is pivotal in overseeing a comprehensive range of compliance matters, working closely with the Chief Compliance Officer (CCO) of Global Digital Marketing and US Marketing, as well as the leader of the Global Sales Practices Center of Excellence. The Compliance Director will be responsible for developing, maintaining, and effectively administering a compliance monitoring program that includes key risk indicators, dashboards, alerts, and regular reporting. This position requires cultivating relationships across various departments, including Global Insurance Compliance, Law, and Business groups, to clarify applicable regulatory requirements and provide guidance on processes and controls related to the marketing and distribution of products and solutions offered to consumers. In this role, the Compliance Director will also focus on promoting Prudential's Compliance Risk Management Framework by collaborating with Center of Excellence stakeholders to evolve global programs, policies, and requirements that support the governance framework. Additionally, the director will support the design and infrastructure framework of the department to ensure long-term sustainability. The position allows for a remote or hybrid work arrangement, with mandatory travel to the Newark office as needed for fully remote employees, while hybrid employees will have specific on-site expectations determined by their manager.

Responsibilities

• Develop and maintain a compliance monitoring program including key risk indicators, dashboards, alerts, and regular reporting.
• Cultivate relationships across Global Insurance Compliance, Law, and Business groups to clarify regulatory requirements and advise on processes and controls.
• Build and maintain relationships that promote line of business adoption of Global Marketing, Digital Marketing, and Sales Practices programs.
• Promote Prudential's Compliance Risk Management Framework by partnering with stakeholders to evolve global programs, policies, and requirements.
• Support the department's design and infrastructure framework to ensure long-term sustainability.

Requirements

• 5 years of experience in consulting and monitoring compliance program frameworks in the financial services industry.
• Ability to grow within an organization, adapt quickly, and translate plans into actions with a strong moral compass.
• Comfortable working with executive stakeholders to provide advice and guidance.
• Proven track record of creating standards and requirements.
• Knowledge of compliance practices including risk measurement and assessment, monitoring, and testing.

Nice-to-haves

• Experience or knowledge of global digital marketing and marketing rules/regulations.
• Knowledge of marketing requirements related to communications, dialing, texting, and email communications.
• Familiarity with TCPA and CAN SPAM laws.
• Understanding of registered product/insurance product marketing rules and guidelines.
• Knowledge of sales practices standards.
• Familiarity with agile frameworks and methodologies.
• Practical knowledge of FINRA regulations.

Benefits

• Market competitive base salaries with yearly bonus potential.
• Medical, dental, vision, life insurance, and disability insurance.
• Paid Time Off (PTO) and leave of absences, including parental and military leave.
• 401(k) plan with company match (up to 4%).
• Company-funded pension plan.
• Wellness Programs with reimbursement for personal wellbeing needs.
• Work/Life Resources for various support topics.
• Tuition Assistance for traditional college enrollment and accredited programs.
• Employee Stock Purchase Plan allowing shares to be purchased at a discount.