Compliance Officer

The Bank of San Antonio - Castle Hills, TX

Full-time - Senior

Castle Hills, TX

Credit Intermediation and Related Activities

About the position

The Compliance Officer is responsible for management of the bank's compliance program including development and maintenance of policies, procedures, systems, and processes to ensure ongoing compliance.

Responsibilities

• Works closely with Director of Risk Management & senior leadership team to create a culture of best practices in compliance that is clearly aligned with regulatory requirements, organizational values, and operating principles to support bank operations.
• Leads the development, implementation, and administration of the bank's compliance program to establish policies/procedures, controls, necessary training, and organizational development to mitigate risk.
• Advises the Bank's Directors and Senior Management of emerging compliance issues and impact of those changes.
• Serve as the Enterprise Regulatory Change Management subject matter expert (new products/services & regulatory change).
• Manage and provide oversight over Enterprise Fair and Responsible Banking Program.
• Communicates with regulatory examiners, internal/external auditors, and business stakeholders to ensure compliance issues are identified and addressed.
• Writes reports, business correspondence, and procedure manuals and effectively present information and respond to questions from groups of managers, Board of Directors, members, and the public.
• Develop annual compliance testing plan.
• Oversight of completion of compliance risk assessments.
• Conduct appropriate monitoring and oversight over new initiatives and various program elements.
• Any other duties as assigned.

Requirements

• Bachelor's degree or higher in related field of study.
• Minimum 7 years relevant experience in complex banking environment.
• Management background and demonstrated leadership excellence required.
• Experience with external examinations for community banks preferred.
• CRCM or related certification preferred.
• Strong knowledge of regulatory consumer compliance regulations including but not limited to UDAAP, Fair Lending, Community Reinvestment Act, Truth-in-Lending Act, etc.
• Extensive knowledge of all financial regulations and strong background in risk management, external controls, and corporate governance.
• Ability to read, analyze and interpret government regulations, trade journals and legal documents.