Corporate Audit Regulatory and Risk Insights, Managing Director
State Street - Boston, MA
posted 4 days ago
About the position
We are looking for a highly skilled and experienced individual to act as the Corporate Audit Regulatory and Risk Insights Managing Director. In this role, you will provide oversight and coordination of key processes that support Corporate Audit's engagement in regulatory matters (e.g., regulatory validations, exam insights) and in the development and delivery of thought leadership on risk topics. Specifically, you will lead Corporate Audit's efforts to harmonize approaches to engaging on global regulatory exams and in the processes to validate the successful closure of regulatory issues. Further, you will develop ongoing risk insights and provide thought leadership on risk topics (e.g., emerging risks, risk trends, material risks). Additionally, you will provide support of other central processes such as investigations, retrospective reviews, new business reviews and development of centralized reporting. This role reports into the Deputy General Auditor and centrally supports our global audit teams and you will work closely with your peers across multiple jurisdictions.
Responsibilities
- Oversee and coordinate the approach for engagement on global regulatory exams (e.g., track regulatory exam status, determine Corporate Audit participation, coordinate responses to examiner requests).
- Maintain and oversee processes around Corporate Audit's validation of regulatory findings issued across the company.
- Aggregate and assess audit outcomes and continuous monitoring results to identify key risk insights to be shared with management.
- Drive the delivery of Corporate Audit's Risk Insights program whereby thought leadership on topics of emerging risk and / or key issues facing the business are reported on to key stakeholders.
- Maintain strong relationships with key stakeholders within the Division and across the lines of defense.
- Act as part of the Corporate Audit leadership team and help drive adoption of, and at times lead, Corporate Audit strategic initiatives intended to improve process efficiency and effectiveness.
- Provide leadership to Corporate Audit personnel involved in the regulatory and risk insight processes.
Requirements
- 15+ years of experience in Public Accounting, Internal Auditing, or Risk / Compliance experience with increasing responsibilities.
- Bachelor's degree, preferable in finance, accounting or related field.
- Advanced degree or certification (CFA, FRM, CPA, CIA) preferred.
Nice-to-haves
- Strong leadership skills that gain trust and credibility across senior stakeholders.
- Strategic mindset and ability to clearly articulate vision; ability to drive adoption and measure success of initiatives.
- Experience developing and maintaining relationships with multiple stakeholders, including executives, senior management, regulators and audit staff.
- Ability to manage complexity, effectively prioritize multiple tasks and work in non-routine situations and in a fast-paced environment.
- Strong communication, interpersonal and leadership abilities across all levels coupled with effective problem solving, conceptual thinking, quantitative and analytical skills.
- High degree of professionalism, professional curiosity and skepticism, proficient organizational, analytical and project management skills.
Benefits
- Generous medical care, insurance and savings plans.
- Flexible Work Programs.
- Development programs and educational support.
