ESI, Director Suitability
National Life Group•Addison, TX
330d
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About The Position
This position is responsible for suitability review and approval of broker-dealer and investment adviser accounts and transactions. This role analyzes complex securities transactions and handles discussion with the field concerning escalated transactions. This position requires agility, strong knowledge of securities product features and regulatory requirements, business acumen, courage, along with excellent communications skills and a mentality to be a life-long learner.
