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Financial Crime Risk Specialist Historical Review (US)
TD Bank - Charlotte, NC
posted 2 months ago
About the position
The Financial Crime Risk Specialist role at TD Bank focuses on developing and maintaining the bank's Anti-Money Laundering (AML), Anti-Terrorist Financing (ATF), Sanctions, and Anti-Bribery and Corruption (ABAC) programs. This position involves conducting reviews of customer accounts to assess risks, supporting management in risk assessment initiatives, and ensuring compliance with regulatory requirements. The specialist will also oversee vendor activities related to historical reviews and conduct quality control reviews of Suspicious Activity Reports (SARs).
Responsibilities
- Develop and maintain TD's AML/ATF/Sanctions/ABAC programs including frameworks, methodologies, policies, and procedures.
- Conduct periodic and event-driven reviews of customers to assess risks.
- Support management in delivering initiatives related to risk assessment and internal/external exam support.
- Assist in coordination and oversight of vendor and internal activities related to AML regulatory mandated historical reviews.
- Conduct SAR quality control reviews to ensure compliance with quality standards.
- Lead the development of team procedures and governance processes.
- Prepare summaries, presentations, and documentation to report on the status of the FCRM program.
- Deliver training programs for applicable employees across the Bank.
- Monitor FCRM industry developments and maintain knowledge of evolving regulatory requirements.
Requirements
- Undergraduate degree required; advanced degree or professional accreditation preferred.
- 7+ years of relevant experience in AML investigations, financial crime risk management, or a related field.
- Strong knowledge of financial crime typologies and AML regulations, including BSA, USA PATRIOT Act, and OFAC requirements.
- Excellent analytical and problem-solving skills with the ability to interpret complex data.
- Thorough understanding of SAR decisioning and filing requirements.
- Strong written and verbal communication skills.
Nice-to-haves
- Proficiency in using AML software and tools for data analysis and case management.
- Proficiency with standard computer applications including Word, Excel, and PowerPoint.
Benefits
- Base salary and variable compensation/incentive awards.
- Health and well-being benefits.
- Savings and retirement programs.
- Paid time off including Vacation PTO, Flex PTO, and Holiday PTO.
- Banking benefits and discounts.
- Career development opportunities.
