Fidelity Investments - Merrimack, NH

posted 3 months ago

Full-time - Mid Level
Hybrid - Merrimack, NH
Securities, Commodity Contracts, and Other Financial Investments and Related Activities

About the position

The Financial Crimes Surveillance Analyst plays a crucial role in Fidelity's Anti-Money Laundering (AML) Compliance efforts. This position involves monitoring and analyzing thousands of daily transactions to detect suspicious activities, ensuring compliance with regulatory obligations. The analyst will work collaboratively within a team to vet alerts generated by proprietary algorithms and review high-risk customers, thereby mitigating potential risks to the firm.

Responsibilities

  • Analyze and vet alerts generated by proprietary internal algorithms for suspicious activity.
  • Support AML Compliance by monitoring financial transactions across Fidelity's business.
  • Review high-risk customers and entities based on the Customer Due Diligence (CDD) rule.
  • Exercise good judgment and decision-making skills to prevent or mitigate regulatory and reputational risks.
  • Collaborate with team members to meet deadlines and achieve compliance objectives.

Requirements

  • College degree and/or 4 years of work experience in a relevant field.
  • 2+ years of experience in the financial services industry.
  • Validated knowledge of financial transactions and understanding of trading markets and operations.
  • Ability to work collaboratively within a team and demonstrate outstanding decision-making skills.
  • FINRA Series 7 & 63 preferred.
  • Previous AML or compliance background is a plus.

Benefits

  • Hybrid working model that blends onsite and offsite work experiences.
  • Supportive and collaborative culture.
  • Opportunities for professional development and skill expansion.
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