Fidelity Investments - Merrimack, NH
posted 3 months ago
Full-time - Entry Level
Hybrid - Merrimack, NH
Securities, Commodity Contracts, and Other Financial Investments and Related Activities
About the position
The Financial Crimes Surveillance Analyst plays a crucial role in Fidelity's Anti-Money Laundering (AML) Compliance efforts. This position involves analyzing and vetting alerts generated by proprietary algorithms to detect suspicious activities across thousands of daily transactions. The analyst will also review high-risk customers and entities, ensuring compliance with regulatory obligations and mitigating potential risks to the firm.
Responsibilities
- Analyze and vet alerts generated by proprietary surveillance applications.
- Detect and report suspicious activities in financial transactions.
- Support AML Compliance for Fidelity by reviewing high-risk customers and entities.
- Exercise good judgment and decision-making skills to mitigate regulatory and reputational risks.
- Collaborate with team members to meet deadlines and enhance compliance efforts.
Requirements
- College degree and/or 4 years of work experience in a relevant field.
- 2+ years of experience in the financial services industry.
- Validated knowledge of financial transactions and understanding of trading markets and operations.
- Ability to work collaboratively within a team and meet deadlines.
- Outstanding decision-making skills.
- FINRA Series 7 & 63 preferred.
- Previous AML or compliance background is a plus.
Nice-to-haves
- Experience in Trading
- Previous experience in a compliance role
Benefits
- Hybrid working model that blends onsite and offsite work experiences.
- Supportive and collaborative culture.
- Opportunities for professional development and skill expansion.
