Unclassified - New York, NY
posted 2 months ago
The candidate will be a part of the Know Your Client (KYC) Outreach teams within the Global Corporate and Investment Bank (GCIB) line of business. The Client Outreach team serves as the front line unit that collaborates with clients to meet KYC onboarding requirements, periodic refreshes, and remediations. This team works closely with Global Corporate and Investment Bankers and Global Markets Sales to support the Bank's global regulatory and policy requirements related to Client Due Diligence (CDD) documentation collection, with assistance from Operations and Global Financial Crimes Risk teams. The team is responsible for identifying and developing client connections, engaging client representatives to obtain KYC documentation, and acting as a coordination point for resolving issues and challenges related to client and country-specific documentation requirements in a timely manner. In addition to ongoing document engagement, team members stay informed about global regulatory changes that could influence processes and identify opportunities to enhance the client experience. The GCIB KYC Onboarding Specialist (KOS) teams engage with clients across various business sectors and regions to meet KYC requirements for onboarding in a timely manner, ensuring compliance with new business deadlines. The role involves working with Bankers, Operations, and relevant parties to determine requirements for client onboarding, assigning outreach contacts, and serving as the key point of contact for clients and internal functions. The KYC Onboarding Specialist will also help remove roadblocks for urgent onboarding cases, advocate for pragmatic approaches to KYC requirements, and drive ownership of client engagement across lines of business. The role requires overseeing and resolving risks and impacts of non-compliance with KYC processes, consolidating client feedback on policies, and raising process issues that can improve the Bank's operations. The KYC Onboarding Specialist will also be responsible for timely collection of required documentation, ensuring adherence to policies and regulations, and representing Outreach on exam/audit/regulatory management from a Front Line Unit perspective. The position embraces a collaborative and output-oriented culture, focusing on enhancing the client experience while maintaining compliance with KYC regulations.