JPMorgan Chase - New City, NY
posted 2 months ago
Full-time - Entry Level
New City, NY
Credit Intermediation and Related Activities
About the position
As a Private Client Investment Associate at J.P. Morgan Wealth Management, you will play a crucial role in providing exceptional client service and operational support to Private Client Advisors. This position focuses on building and maintaining client relationships, facilitating operational requests, and ensuring compliance with regulatory requirements, all while leveraging cutting-edge technology to deliver tailored investment solutions.
Responsibilities
- Support Advisors' book of business by facilitating operational requests such as account opening, money movement, and investment trades.
- Build and maintain client relationships by processing requests, resolving issues, and providing up-to-date information.
- Assist Advisors with ongoing wealth planning for clients and referral source management, including new lead generation.
- Manage relationship and account reviews, promoting firm services to deepen client relationships and prepare performance reports.
- Engage in Risk Management, including Know Your Customer procedures and account reviews.
- Support business unit operational procedures and compliance requirements by completing necessary forms and documentation.
- Prioritize daily work, track progress, and consistently meet deadlines.
- Maintain and foster a positive team culture.
Requirements
- A valid and active Series 7 license is required or must be obtained within 60 days of employment.
- If registered after October 1, 2018, a valid and active Securities Industry Essential (SIE) exam is required.
- A valid and active Series 66 (63/65) and Life and Health Insurance license must be obtained within 60 days of starting the role.
