Lead Control Management Officer - Capital Markets Technology

$111,100 - $237,100/Yr

Wells Fargo - Chandler, AZ

Full-time - Mid Level

Chandler, AZ

Credit Intermediation and Related Activities

About the position

Wells Fargo is seeking a Lead Control Management Officer to support Capital Markets Technology within the CIO organization for the Commercial and Corporate & Investment Banking Technology. This role focuses on identifying, assessing, managing, and mitigating risk exposures, providing risk management consulting, and monitoring business-specific programs to ensure effective risk mitigation strategies are in place.

Responsibilities

• Participate in identifying, assessing, managing, and mitigating current and emerging risk exposures within Control Management functional area.
• Provide risk management consulting to support the business in designing and implementing risk mitigation strategies, business processes, and business controls.
• Monitor moderately complex business specific programs and provide risk management consulting to support the business in designing and implementing risk mitigation strategies.
• Monitor, measure, evaluate, and report on the impact of decisions and controls to the relevant business group or functional area.
• Provide guidance to business groups on the development, implementation, and monitoring of business specific programs to identify, assess, and mitigate risk.
• Collaborate with relevant business group to identify current and emerging risks associated with business activities and operations.
• Undertake regulatory Technology based control assessments.
• Manage Technology related Issues.
• Undertake monthly technology related metrics reporting.

Requirements

• 5+ years of Risk Management or Control Management experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education.
• 5+ years strong control evaluation/testing and/or Audit experience.
• Basic knowledge of products and trade lifecycle carried out by the front office.
• Experience in large and complex banking or broker/dealer institutions, risk management leadership experience in multi-jurisdictional global financial institution.
• Prior experience in risk process improvement, standardization and automation of business and control processes, quality assurance and control routines, and risk and control metrics and reporting.
• Comprehensive understanding of risk types, methodologies, and frameworks for evaluating or testing controls and assessing results, and identifying control deficiencies.
• Strong project management skills and the ability to prioritize competing deadlines.
• Knowledge and understanding on Control Programs including Risk and Control Self-Assessment (RCSA), Issue Management.
• Experience across enterprise risk management framework, including: risk identification, risk appetite and strategy, risk-related decisions, processes and controls, risk analytics governance, risk assessment and control design.
• Track record of providing constructive challenge with appropriate escalation, root cause analysis and offering solution.
• Experience with tracking, monitoring, implementing and drafting corrective actions.
• Excellent verbal, written, and interpersonal communication skills.
• Ability to work and influence successfully within a matrix environment and build effective business partnerships with all levels of team members.
• Ability to work effectively, as well as independently, in a team environment.
• Experience operating effectively in a geographically dispersed organization.
• Ability to interact with integrity and a high level of professionalism with all levels of customers, team members and management.
• Virtual leadership experience with ability to effectively drive results, provide feedback/direction, and manage and build relationships with leaders and team members in a geographically dispersed team environment.

Nice-to-haves

• Experience in risk management consulting within the financial services sector.
• Familiarity with regulatory requirements and compliance standards in the banking industry.

Benefits

• Health benefits
• 401(k) Plan
• Paid time off
• Disability benefits
• Life insurance, critical illness insurance, and accident insurance
• Parental leave
• Critical caregiving leave
• Discounts and savings
• Commuter benefits
• Tuition reimbursement
• Scholarships for dependent children
• Adoption reimbursement