Lead Control Management Officer - Capital Markets Technology

$111,100 - $237,100/Yr

Wells Fargo - San Francisco, CA

Full-time - Mid Level

San Francisco, CA

10,001+ employees

Credit Intermediation and Related Activities

About the position

Wells Fargo is seeking a Lead Control Management Officer to support Capital Markets Technology within the CIO organization for the Commercial and Corporate & Investment Banking Technology. This role focuses on identifying, assessing, managing, and mitigating risk exposures, providing risk management consulting, and collaborating with business groups to enhance risk management strategies and controls.

Responsibilities

• Participate in identifying, assessing, managing, and mitigating current and emerging risk exposures within Control Management functional area.
• Provide risk management consulting to support the business in designing and implementing risk mitigation strategies, business processes, and business controls.
• Monitor moderately complex business specific programs and provide risk management consulting to support the business in designing and implementing risk mitigation strategies.
• Monitor, measure, evaluate, and report on the impact of decisions and controls to the relevant business group or functional area.
• Provide guidance to business groups on the development, implementation, and monitoring of business specific programs to identify, assess, and mitigate risk.
• Collaborate with relevant business group to identify current and emerging risks associated with business activities and operations.
• Undertake regulatory Technology based control assessments.
• Manage Technology related Issues.
• Undertake monthly technology related metrics reporting.

Requirements

• 5+ years of Risk Management or Control Management experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education.
• 5+ years strong control evaluation/testing and/or Audit experience.
• Basic knowledge of products and trade lifecycle carried out by the front office.
• Experience in large and complex banking or broker/dealer institutions, risk management leadership experience in multi-jurisdictional global financial institution.
• Prior experience in risk process improvement, standardization and automation of business and control processes, quality assurance and control routines, and risk and control metrics and reporting.
• Comprehensive understanding of risk types, methodologies, and frameworks for evaluating or testing controls and assessing results, and identifying control deficiencies.
• Strong project management skills and the ability to prioritize competing deadlines.
• Knowledge and understanding on Control Programs including Risk and Control Self-Assessment (RCSA), Issue Management.
• Experience across enterprise risk management framework, including: risk identification, risk appetite and strategy, risk-related decisions, processes and controls, risk analytics governance, risk assessment and control design.
• Track record of providing constructive challenge with appropriate escalation, root cause analysis and offering solution.
• Experience with tracking, monitoring, implementing and drafting corrective actions.
• Excellent verbal, written, and interpersonal communication skills.
• Ability to work and influence successfully within a matrix environment and build effective business partnerships with all levels of team members.
• Ability to work effectively, as well as independently, in a team environment.
• Experience operating effectively in a geographically dispersed organization.
• Ability to interact with integrity and a high level of professionalism with all levels of customers, team members and management.
• Virtual leadership experience with ability to effectively drive results, provide feedback/direction, and manage and build relationships with leaders and team members in a geographically dispersed team environment.

Nice-to-haves

• Experience in risk management consulting within technology sectors.
• Familiarity with regulatory requirements and compliance standards in financial services.

Benefits

• Caregiver leave
• Commuter assistance
• Dependent care reimbursement
• Disability insurance
• Health insurance
• Life insurance
• Paid time off
• 401(k) Plan
• Critical illness insurance and accident insurance
• Parental leave
• Critical caregiving leave
• Discounts and savings
• Tuition reimbursement
• Scholarships for dependent children
• Adoption reimbursement