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If you're looking for a high-energy, inclusive atmosphere and a company that understands the importance of work/life balance, Commonwealth is your match! From generous bonus and 401(k) programs to tuition reimbursement and flexible work schedules, Commonwealth is focused on helping its employees thrive in an environment suited to their needs. On top of all that, the Compliance department offers a hybrid work schedule, so you'll be able to work from home for part of the week! We're looking for a manager, compliance to join our ranks in greater Cincinnati, Ohio! The Manager of Compliance will provide leadership and support to our Compliance Consulting, Advertising and Licensing teams located in our Cincinnati, Ohio office, helping to develop and support a collaborative compliance team providing indispensable service to our affiliated advisors. As a dually registered broker-dealer and investment advisory firm that supports both dually registered and fee-only advisors, the Manager of Compliance must be able to distinguish, accurately articulate, and consistently apply relevant broker-dealer or investment adviser rules and regulations to each of our affiliated advisors based on their unique affiliation model with Commonwealth.
