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OFAC Compliance Sanctions List Management, Sr AML Financial Crime Risk Analyst
TD Bank - Lexington, SC
posted about 2 months ago
About the position
The OFAC Compliance Sanctions List Management, Sr AML Financial Crime Risk Analyst at TD Bank is responsible for conducting complex investigations related to financial crime, including money laundering and terrorist financing. This role involves analyzing evidence, managing compliance with sanctions laws, and collaborating with various teams to enhance the control environment. The analyst will lead projects, identify regulatory issues, and ensure that the bank's screening processes align with applicable regulations.
Responsibilities
- Conduct end-to-end investigations of various higher complexity and sensitivity related to financial crime.
- Ensure TD's screening is in line with OFAC, Canada, EU, UK, and other applicable sanctions laws and regulations.
- Collaborate with Technology and Operations teams on issues related to screening and list management.
- Conduct periodic lists review and reconciliation.
- Liaise with MD and MV teams on screening issues, including list management and rules.
- Proactively identify regulatory compliance and operational issues with the lists and implement solutions.
- Recommend opportunities for tuning the screening lists and develop structure for ongoing review of lists.
- Identify potential screening gaps and develop remediation plans to address them.
- Manage multiple projects and conduct remediation exercises.
- Perform sanctions controls testing respective to list updates.
Requirements
- Undergraduate degree or equivalent work experience.
- 5+ years of experience in financial crime risk management or related field.
- Strong knowledge of criminal investigative techniques and related laws governing evidence collection.
Nice-to-haves
- Data analytics/data management experience, preferably with a degree in a quantitative field.
- Familiarity with SQL, R, Python, advanced Excel, and Tableau.
Benefits
- Base salary and variable compensation/incentive awards.
- Health and well-being benefits.
- Savings and retirement programs.
- Paid time off including Vacation PTO, Flex PTO, and Holiday PTO.
- Banking benefits and discounts.
- Career development opportunities.
