Northern Trust - Tempe, AZ

posted 5 months ago

Full-time - Mid Level
Hybrid - Tempe, AZ
10,001+ employees
Real Estate

About the position

The Operational Risk Management Consultant at Northern Trust plays a crucial role in supporting the Head of Risk Control Self-Assessment (RCSA) in developing, overseeing, and monitoring compliance with the RCSA Program. This position is integral to identifying potential risk issues and advising management on procedural changes necessary to mitigate these risks. The Consultant will engage in research and solution development for various issues, interpreting and clarifying standards and procedures in response to inquiries and requests for information. Additionally, the role may involve recommending or developing operational efficiencies and producing presentations that help the wider risk management department understand root causes of control gaps, industry trends, and peer practices. The Consultant will be responsible for reviewing, disseminating, and interpreting RCSA standards and procedures, proactively establishing and documenting related standards within the parameters of relevant laws and regulations. They will verify that activities meet regulatory requirements and monitor outcomes and risk levels for the organization or assigned area. Consulting with partners regarding daily decisions that could pose risks and conflict with existing standards or procedures is a key aspect of this role. The Consultant will also communicate and provide advice to partners, identifying significant risk situations and guiding them in developing policies and procedures that balance risk and reward effectively. Furthermore, the Consultant will support discussions regarding the business and risk environment, research applicable subject areas to enhance team and department knowledge, and assist with data analytics, reporting, training, and tool development as required. This position reports to the Head of RCSA in Chicago and is part of a global risk team that operates across multiple time zones and jurisdictions.

Responsibilities

  • Review, disseminate, and interpret RCSA standards and procedures.
  • Establish and document related standards and procedures within relevant laws and regulations.
  • Verify that activities meet regulatory requirements and monitor outcomes/risk levels.
  • Consult with partners regarding daily decisions that could pose risk and conflict with existing standards or procedures.
  • Communicate and provide advice and requirements to partners.
  • Identify situations which pose significant risk and guide partners in developing policies and procedures.
  • Support discussions regarding the business/risk environment and identified issues/risks.
  • Research applicable subject areas to support increased team and department knowledge.
  • Support data analytics, reporting, training, and tool development as required.

Requirements

  • Non-financial risk management or controls experience within a bank, asset manager, wealth manager, or consultancy company.
  • Strong communication, analytical, and reporting skills.
  • Ability to work in a fast-paced environment as part of a Global Risk team across multiple time zones and jurisdictions.
  • 7 or more years of risk management experience with implementing and operating RCSA processes preferred but not required.
  • Familiarity with GRC tools.
  • A bachelor's degree or equivalent qualification.

Nice-to-haves

  • Experience in risk management within financial services.
  • Proven ability to develop and deliver presentations effectively.
  • Experience with data analytics and reporting tools.

Benefits

  • Flexible and collaborative work culture.
  • Opportunities for career growth and movement within the organization.
  • Commitment to community service and sustainability initiatives.
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