Operations Manager

$85,000 - $105,000/Yr

Independent Financial Group - San Diego, CA

Full-time - Mid Level

San Diego, CA

501-1,000 employees

Securities, Commodity Contracts, and Other Financial Investments and Related Activities

About the position

The Operations Manager at Independent Financial Group (IFG) is responsible for overseeing the operations team, ensuring compliance with internal policies and regulatory practices, and assisting financial professionals with client account inquiries. This role requires proficiency in operational processes and a commitment to maintaining high service levels while managing team productivity and quality control.

Responsibilities

• Become proficient in all processes within Operations and assist with daily processing as needed to ensure service levels are met
• Manage team resources to ensure timely productivity
• Perform daily review, quality control and manage error rates
• Ensure compliance with prescribed internal policies and regulatory practices
• Assist IFG Investment professionals with client account questions and training
• Assist IFG Investment professionals with Pershing navigational questions

Requirements

• 5+ years of prior industry experience
• Series 7 and 24 licenses required
• Bachelor's degree from an accredited university

Benefits

• Health insurance
• On-site gym
• Dental insurance
• Vision insurance
• 401(k) matching