PART-TIME/REMOTE - Compliance Paralegal

Robert Half - New York, NY

Part-time - Entry Level

Remote - New York, NY

Administrative and Support Services

About the position

We are offering a long-term contract employment opportunity for a Compliance Paralegal in the financial services industry. This remote, part-time role is focused on supporting legal operations related to compliance, information security, and cyber security within the banking and fintech sector.

Responsibilities

• Conduct audits on the use of data within the platform to ascertain its permissible usage
• Respond to client requests and generate reports as needed
• Support discussions and activities related to SOX - Sarbanes-Oxley compliance
• Utilize legal knowledge to aid in the management of compliance documentation
• Work with financial institutions to ensure adherence to banking compliance regulations
• Leverage expertise in information security and cybersecurity compliance to protect sensitive data
• Participate in the audit of financial transactions and practices
• Assist in maintaining an end-to-end identity risk management platform.

Requirements

• Minimum of 2 years of experience in a similar role within the financial services industry
• Proficiency in SOX - Sarbanes-Oxley compliance
• Experience in banking compliance
• Ability to manage compliance documentation effectively
• Strong legal knowledge, particularly in relation to financial services
• Experience with cybersecurity compliance
• Proficiency in information security practices
• Experience in conducting or assisting with financial audits
• Ability to work remotely and maintain high levels of productivity and communication
• Excellent written and verbal communication skills
• Strong analytical and problem-solving abilities
• Ability to handle sensitive information confidentially
• Proficiency in using Microsoft Office Suite and other relevant software

Nice-to-haves

• Bachelor's degree in Law, Finance, Business Administration, or related field is preferred
• Relevant certifications in Compliance or Paralegal studies would be an advantage.

Benefits

• Medical insurance
• Vision insurance
• Dental insurance
• Life insurance
• Disability insurance
• 401(k) plan