Robert Half - Boston, MA
posted about 1 month ago
Full-time - Mid Level
Boston, MA
Administrative and Support Services
About the position
The Risk Analyst - Investment Compliance role is a long-term contract position within the banking industry, based in Boston, Massachusetts. This position is crucial for managing fund or client accounts and ensuring compliance with regulatory restrictions for both US and non-US mutual funds and institutional accounts. The analyst will play a key role in monitoring investment guidelines, addressing compliance issues, and collaborating with various departments to uphold risk management standards.
Responsibilities
- Oversee the monitoring of portfolio investment guidelines, including both pre-trade and post-trade alerts, and ensure effective communication of these to relevant parties.
- Conduct research to address and resolve compliance issues promptly and efficiently.
- Manage governance activities, ensuring all compliance files are up-to-date and accurately documented.
- Handle special projects as and when they arise, demonstrating flexibility and adaptability.
- Interact with other departments to foster a collaborative approach to compliance and risk management.
- Ensure the bank's adherence to AML - Anti Money Laundering regulations and practices.
- Contribute to capital management strategies and processes.
- Administer claims as necessary, ensuring all actions are compliant with regulatory standards.
- Maintain a thorough understanding of investment companies, the Investment Advisers Act, and the role of the Investment Advisor within federal securities.
Requirements
- A minimum of 3 years of experience in a risk analysis or similar role within the banking industry.
- Proficiency in AML (Anti Money Laundering) practices and procedures.
- Demonstrated ability in capital management and claim administration.
- Familiarity with the operations of an investment company and the role of an investment advisor.
- Comprehensive understanding of the Investment Advisers Act and Federal Securities laws.
- Proven track record of effective decision-making in an investment compliance context.
- Excellent analytical skills and attention to detail.
- Strong communication skills, both written and verbal, for effective interaction with all levels of an organization.
Benefits
- Medical insurance
- Vision insurance
- Dental insurance
- Life insurance
- Disability insurance
- 401(k) plan
