Risk and Control Self-Assessment Program Manager

Raymond James - Saint Petersburg, FL

Full-time - Mid Level

Saint Petersburg, FL

Securities, Commodity Contracts, and Other Financial Investments and Related Activities

About the position

The Risk and Control Self-Assessment Program Manager is responsible for the design, development, implementation, and ongoing improvement of the Risk and Control Self-Assessment (RCSA) Program. This role involves collaboration with multiple stakeholders, including executive management, to identify and resolve complex issues while enhancing the company's risk culture and program knowledge through training and communication.

Responsibilities

• Develop and implement RCSA program enhancements and facilitate the overall RCSA program.
• Collaborate with peer risk areas and second/third line stakeholders to ensure a cohesive approach to assigned risk disciplines.
• Develop and maintain RCSA policies, procedures, standards, and user guides to ensure consistency and compliance.
• Oversee multiple deliverables from planning through reporting, ensuring quality deliverables meet professional standards.
• Maintain strong relationships with senior leaders and related control groups.
• Use excellent communication skills to influence internal audiences and manage conflicts.
• Advance the company's risk culture through training and education.
• Identify and prioritize business-critical needs, leading teams to deliver efficient execution and timely results.
• Serve as a point of escalation for risk-related issues.
• Continuously seek opportunities for efficiency while maintaining a strong control environment.
• Develop requirements for program-specific reporting, including scorecards and dashboards.

Requirements

• Bachelor's Degree (B.A.) and a minimum of ten (10) years of experience in a related field, including at least four (4) years of people management experience.
• In-depth understanding of risk management practices and methodologies, including risk assessment and internal control concepts.
• Specific subject matter expertise regarding control disciplines and an advanced understanding of Raymond James products and services.
• Advanced investment concepts, practices, and procedures used in the financial services industry.
• Strong analytical skills, particularly in assessing program performance and efficiency.

Nice-to-haves

• Licenses/Certifications such as CPA, CFE, CRMA, CIA, CBCP, CISSP, CRISC, Series 7 preferred.

Benefits

• Eligible for Discretionary Bonus
• Professional development opportunities
• Collaborative work environment
• Diversity and inclusion initiatives