Senior Analyst - Equity Capital Markets Trade Support

Full-time - Entry Level

New York, NY

Credit Intermediation and Related Activities

About the position

At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose. Whether you're helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work that matters in the world, in an environment built on teamwork, service, responsibility, diversity, and integrity. The position will provide Trade Support for the Equity Capital Markets and Debt Capital Markets Trading Desks and revenue generators including the daily reconciliation, support and associated CDS and DTC settlements of equity and fixed income securities.

Responsibilities

• Liaise with internal partners such as Product Control, Equity Capital Markets, Capital Markets, Settlements, and Trade Support teams.
• Assist in account openings processes for institutional accounts.
• Confirm all CAD, USD and foreign bonds with clients and ensure that all discrepancies are resolved as soon as possible prior to settlement for new issue trades.
• Liaise with Front Office, clients, DS Bond back-office, and/or cage to ensure that settlements are properly executed.
• Reconcile/Balance the daily bonds settlements between Bloomberg TOMs and Broadridge systems.
• Investigate position and status discrepancies.
• Ensure prompt action is taken on all new issue settlements same day.
• Inform the Manager of all issues, which are not resolved same day.
• Ensure compliance with mandated Unit Financial Controls/SOX Controls and RBC Standing Orders and Policy requirements.
• Actively monitor processes and workflows between the trading desks and the Operations Group.
• Identify and recommend changes to improve efficiencies.
• Communicate problems affecting the processing of the day's work to the appropriate person.

Requirements

• 2-5 years prior experience in Syndicate Operations
• Series 7 or 99, or commitment to obtain within 60 days of hiring
• Bachelor's Degree

Nice-to-haves

• Knowledge of Broadridge back office platform
• Working knowledge of Bloomberg
• Advanced Excel and Power-point Skills

Benefits

• Competitive compensation and flexible benefits, such as 401(k) program with company-matching contributions
• Health, dental, vision, life, disability insurance
• Paid-time off
• Leaders who support your development through coaching and managing opportunities
• Ability to make a difference and lasting impact
• Work in a dynamic, collaborative, progressive, and high-performing team
• Opportunities to do challenging work
• Opportunities to build close relationships with clients