Senior Auditor, AVP - Data & Change Management

$90,000 - $124,000/Yr

MUFG Bank - Tempe, AZ

Full-time - Mid Level

Tempe, AZ

10,001+ employees

Credit Intermediation and Related Activities

About the position

The Auditor II role at MUFG is a key position within the Internal Audit function, responsible for executing independent assurance and consulting activities to evaluate the effectiveness of the Bank's Data or Change Management governance, risk management, and control processes. This role involves managing the end-to-end audit process, including planning, fieldwork testing, reporting, and issue validation, while ensuring compliance with audit methodologies and industry best practices.

Responsibilities

• Maintain compliance with audit methodology and industry best practices.
• Act as a leader and role model, continuously improving self and department.
• Build relationships with peers and clients, promoting a culture of integrity and inclusion.
• Identify ways to enhance consistency, efficiency, quality, and value in audit processes.
• Demonstrate professional skepticism and personal accountability in audit activities.
• Lead walkthrough meetings and interviews with business stakeholders to understand processes.
• Communicate status or concerns with business stakeholders throughout audit engagements.
• Identify potential risks and controls, assisting in developing scope and work programs.
• Evaluate design and operational effectiveness of internal controls, identifying weaknesses.
• Generate insightful observations and report findings to Audit Management.
• Prepare workpapers and audit reports that adhere to methodology and regulatory requirements.
• Document workpapers to support conclusions reached during audits.
• Escalate findings and discuss control weaknesses with Audit Management and stakeholders.
• Complete work on time, delivering products that meet objectives and standards.

Requirements

• A Bachelor's degree in Accounting, Finance, Business Administration, Computer Science, Math, or a related discipline.
• Minimum of 4 years of experience in internal audit, data or change management, or equivalent experience in the financial services industry.
• Experience preferred in Data or Change Management.
• Effective communication skills, both verbal and written, with strong interpersonal abilities.
• Strong analytical and problem-solving skills.
• Critical thinking skills to identify pragmatic recommendations in a complex regulatory environment.
• Proficiency in technology relevant to the role, including MS Office and audit data analytics.

Nice-to-haves

• Experience with regulatory agencies related to financial services.
• Familiarity with audit methodologies and best practices.

Benefits

• Comprehensive health and wellness benefits.
• Retirement plans.
• Educational assistance and training programs.
• Income replacement for qualified employees with disabilities.
• Paid maternity and parental bonding leave.
• Paid vacation, sick days, and holidays.