Senior Data Governance Compliance Analyst

$91,000 - $114,000/Yr

Commonwealth Financial - Waltham, MA

Full-time - Senior

Hybrid - Waltham, MA

1,001-5,000 employees

Management of Companies and Enterprises

About the position

Commonwealth is seeking a senior data governance compliance analyst to join our dynamic Data and Analytics Team. This role is designed for an experienced professional with at least 5 years of experience in compliance, particularly focused on data governance. The ideal candidate will possess a deep understanding of NY DFS, SEC, FINRA, and other relevant regulations, along with excellent communication skills to engage effectively with business and IT stakeholders. The position offers a hybrid work schedule, allowing for part-time remote work, and emphasizes a high-energy, inclusive atmosphere that values work/life balance.

Responsibilities

• Work with Compliance and Legal to review and interpret SEC, FINRA, and Government regulations such as NY DFS and data retention rules to ensure organizational compliance
• Develop and implement data governance policies and procedures in line with regulatory requirements
• Collaborate with various departments to identify data management needs and establish best practices for data usage and reporting
• Analyze and report on compliance data, providing insights and recommendations to enhance compliance strategies
• Communicate complex compliance issues and data governance concepts to both technical and non-technical stakeholders clearly and effectively
• Conduct training sessions and workshops to raise awareness of compliance and data governance standards within the organization
• Work with compliance and legal as they monitor changes in regulations and industry standards to proactively adapt compliance strategies
• May be asked to participate in audits and compliance assessments, providing support and documentation as needed

Requirements

• Minimum of 5 years of experience in compliance, data governance, or a related field, preferably within the financial services industry
• Strong general knowledge of NYDFS, SEC and FINRA rules and regulations, with a proven ability to apply them in a practical context
• Comfortable working independently and helping dictate how Commonwealth implements ongoing compliance initiatives around data
• Excellent analytical skills, with the ability to interpret complex data and provide actionable insights
• Exceptional communication skills, with a demonstrated ability to engage with stakeholders at all levels of the organization
• Strong attention to detail and a commitment to maintaining high standards of accuracy and quality in all work

Nice-to-haves

• Bachelor's degree in Finance, Business Administration, Information Systems, or a related field

Benefits

• Generous bonus and 401(k) programs
• Tuition reimbursement
• Flexible work schedules
• Hybrid work schedule allowing for part-time remote work
• Incredible health care benefits
• Robust diversity, equity, and inclusion program