Senior Data Governance Compliance Analyst

$91,000 - $114,000/Yr

Commonwealth Financial Network - Waltham, MA

Full-time - Senior

Remote - Waltham, MA

1,001-5,000 employees

Securities, Commodity Contracts, and Other Financial Investments and Related Activities

About the position

The Senior Data Governance Compliance Analyst at Commonwealth is a pivotal role focused on ensuring compliance with SEC, FINRA, and other regulations while developing and implementing data governance policies. This position requires strong analytical and communication skills to engage effectively with various stakeholders and promote a culture of compliance within the organization. The role offers a hybrid work schedule, emphasizing work/life balance and employee growth.

Responsibilities

• Review and interpret SEC, FINRA, and Government regulations to ensure organizational compliance.
• Develop and implement data governance policies and procedures in line with regulatory requirements.
• Collaborate with various departments to identify data management needs and establish best practices for data usage and reporting.
• Analyze and report on compliance data, providing insights and recommendations to enhance compliance strategies.
• Communicate complex compliance issues and data governance concepts to both technical and non-technical stakeholders clearly and effectively.
• Conduct training sessions and workshops to raise awareness of compliance and data governance standards within the organization.
• Monitor changes in regulations and industry standards to proactively adapt compliance strategies.
• Participate in audits and compliance assessments, providing support and documentation as needed.

Requirements

• Minimum of 5 years' experience in compliance, data governance, or a related field, preferably within the financial services industry.
• Strong knowledge of SEC and FINRA rules and regulations, with a proven ability to apply them in a practical context.
• Excellent analytical skills, with the ability to interpret complex data and provide actionable insights.
• Exceptional communication skills, with a demonstrated ability to engage with stakeholders at all levels of the organization.
• Strong attention to detail and a commitment to maintaining high standards of accuracy and quality in all work.
• Bachelor's degree in finance, business administration, information systems, or a related field.

Benefits

• Generous bonus programs
• 401(k) programs
• Tuition reimbursement
• Flexible work schedules
• Hybrid work schedule