Senior Lead Independent Testing Officer - Chief Operating Office

Wells Fargo - Charlotte, NC

Full-time - Senior

Charlotte, NC

Credit Intermediation and Related Activities

About the position

Wells Fargo is seeking a Senior Independent Testing Specialist to join the Corporate Risk organization, specifically within the Independent Testing and Validation (IT&V) Team. This role focuses on providing independent risk leadership and assessment for the Chief Operating Office (COO) by leveraging extensive experience in risk management and business functions. The individual will lead complex testing engagements, assess the adequacy of policies and controls, and foster collaboration across teams to enhance risk management processes.

Responsibilities

• Lead complex customer remediation testing engagements.
• Serve as a testing subject matter expert with considerable risk and business acumen.
• Assess the adequacy and effectiveness of policies, procedures, processes, systems, and control environments.
• Determine engagement scope and approach for management approval.
• Oversee engagement execution activities and perform quality reviews.
• Lead report preparation, review, and distribution activities ensuring compliance with procedures.
• Collaborate with internal and external stakeholders to support engagement needs.
• Build and maintain constructive relationships through effective communication.
• Identify and implement efficiencies and process improvements.
• Provide credible challenge and recommendations to IT&V Leadership.
• Mentor and coach team members.

Requirements

• 7+ years of Independent Testing experience or equivalent work experience, training, military experience, or education.
• Experience reviewing testing strategies and methodologies.
• Knowledge of regulatory compliance requirements in the financial industry.
• Strong critical thinking and analytical skills with high attention to detail.
• Ability to communicate effectively with various levels of management.
• Demonstrated negotiation skills and ability to influence business units.

Nice-to-haves

• Experience at a public accounting firm in business process or regulatory audit.
• Specialized knowledge or prior regulatory compliance testing experience.
• Intermediate Microsoft Office skills (Word, Excel, Outlook, PowerPoint).
• One or more certifications such as CIA, CPA, CRCM, or CISA.

Benefits

• Hybrid work schedule
• Diversity, equity, and inclusion initiatives
• Employee support programs
• Risk management training and development opportunities