SVP, Corporate Governance

$169,410 - $209,270/Yr

Western Alliance Bank - Dallas, TX

posted 8 days ago

Full-time - Senior
Dallas, TX
Credit Intermediation and Related Activities

About the position

The SVP, Corporate Governance at Western Alliance Bank is responsible for overseeing audit coordination, enterprise risk initiatives, and governance activities within the organization. This role is crucial in promoting control effectiveness, reducing operational risk, and optimizing audit outcomes. The position offers a chance to work in a dynamic environment alongside industry experts, with opportunities for professional growth and development.

Responsibilities

  • Oversee audit and exam coordination for investor and third-party exams, internal audits, and SOX testing.
  • Ensure appropriate managers are engaged with the audit/exam process.
  • Manage evidence requests and review materials for completeness and appropriateness.
  • Assist in the development of remediation plans and monitor control remediation as needed.
  • Support the Business Continuity Management (BCM) lifecycle with AmeriHome managers.
  • Monitor compliance with Western Alliance Bank risk policies, including Model Risk Management and Critical Spreadsheet policies.
  • Coordinate with Business Controls Testing to ensure Risk and Control Inventories are accurate and compliant.
  • Facilitate risk and control assessments and identify control gaps.
  • Coordinate special projects as directed by the Managing Director.
  • Coordinate committee approvals and maintain/update charters and related documents.
  • Oversee annual policy updates and monitor procedures status for compliance.
  • Develop management reporting for the Governance team.
  • Assist in the training and development of junior team members.

Requirements

  • Bachelor's degree; advanced degree or relevant certification is a plus.
  • Minimum 8+ years working in the financial services industry or a highly regulated industry requiring significant risk and compliance controls.
  • At least five years of audit experience, including supervision or management of audits and development of audit programs.
  • Excellent verbal and written communication skills.
  • Strong analytical skills with attention to detail and accuracy.
  • Demonstrated track record of managing multiple projects in a fast-paced environment.
  • Ability to assess issues, propose solutions, and drive implementation.
  • Experience with financial services regulatory requirements.
  • Strong relationship management skills and ability to influence outcomes.

Nice-to-haves

  • Advanced degree or relevant certification.
  • Additional experience in governance or risk oversight.

Benefits

  • Wellness program
  • Health insurance
  • Dental insurance
  • Tuition reimbursement
  • 401(k) matching
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